-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O3Fs9fJz/6U0lA4eSzL8wqQZ4YAfmS9bZsEetkGsz9WSs90bkp7DKytAOyKvc0mZ cBbxIYrV736SXx1lGaCwLQ== 0000950137-08-011473.txt : 20080908 0000950137-08-011473.hdr.sgml : 20080908 20080908120953 ACCESSION NUMBER: 0000950137-08-011473 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20080908 DATE AS OF CHANGE: 20080908 GROUP MEMBERS: JACOB CAPITAL, LLC GROUP MEMBERS: RICHARD LEVY GROUP MEMBERS: VICTORY PARK CAPITAL ADVISORS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL MED TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009463 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841116894 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-54591 FILM NUMBER: 081060263 BUSINESS ADDRESS: STREET 1: 12600 W COLFAX STREET 2: SUITE C-420 CITY: LAKEWOOD STATE: CO ZIP: 80215 BUSINESS PHONE: 3032382000 MAIL ADDRESS: STREET 1: 12600 WEST COLFAX AVENUE STREET 2: SUITE C-420 CITY: LAKEWOOD STATE: CO ZIP: 80125-3737 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DATA TECHNOLOGIES INC DATE OF NAME CHANGE: 19960808 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Victory Park Special Situations Master Fund, Ltd. CENTRAL INDEX KEY: 0001444409 IRS NUMBER: 980589388 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O WALKERS SPV LIMITED, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1 9002 BUSINESS PHONE: 345-949-0100 MAIL ADDRESS: STREET 1: C/O WALKERS SPV LIMITED, WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1 9002 SC 13G/A 1 c35404sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
     
 
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Global Med Technologies, Inc.
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
37935E101
(CUSIP Number)
August 28, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

Page 1 of 9


 

                     
CUSIP No.
 
37935E101 
 

 

           
1   NAMES OF REPORTING PERSONS
Victory Park Capital Advisors, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,961,340*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    3,961,340*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,961,340*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  13.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO
     
*   Excludes 9,625,000 shares issuable upon exercise of a warrant to acquire 4,125,000 shares of common stock of Global Med Technologies, Inc. (“Common Stock”) and convertible preferred stock convertible into 5,500,000 shares of Common Stock, which are subject to so-called “blocker” provisions prohibiting the holder from exercising the warrant or converting the preferred stock, as applicable, to the extent that such exercise or conversion would result in the holder being deemed the beneficial owner of more than 9.99% of the issued and outstanding shares of Common Stock.

Page 2 of 9


 

                     
CUSIP No.
 
37935E101 
 

 

           
1   NAMES OF REPORTING PERSONS
Victory Park Special Situations Master Fund, Ltd.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Cayman Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,961,340*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    3,961,340*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,961,340*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  13.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO
     
*   Excludes 9,625,000 shares issuable upon exercise of a warrant to acquire 4,125,000 shares of common stock of Global Med Technologies, Inc. (“Common Stock”) and convertible preferred stock convertible into 5,500,000 shares of Common Stock, which are subject to so called “blocker” provisions prohibiting the holder from exercising the warrant or converting the preferred stock, as applicable, to the extent that such exercise or conversion would result in the holder being deemed the beneficial owner of more than 9.99% of the issued and outstanding shares of Common Stock.

Page 3 of 9


 

                     
CUSIP No.
 
37935E101 
 

 

           
1   NAMES OF REPORTING PERSONS
Jacob Capital, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Illinois
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,961,340*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    3,961,340*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,961,340*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  13.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO
     
*   Excludes 9,625,000 shares issuable upon exercise of a warrant to acquire 4,125,000 shares of common stock of Global Med Technologies, Inc. (“Common Stock”) and convertible preferred stock convertible into 5,500,000 shares of Common Stock, which are subject to so called “blocker” provisions prohibiting the holder from exercising the warrant or converting the preferred stock, as applicable, to the extent that such exercise or conversion would result in the holder being deemed the beneficial owner of more than 9.99% of the issued and outstanding shares of Common Stock.

Page 4 of 9


 

                     
CUSIP No.
 
37935E101 
 

 

           
1   NAMES OF REPORTING PERSONS
Richard Levy
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   3,961,340*
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    3,961,340*
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,961,340*
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  13.0%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN
     
*   Excludes 9,625,000 shares issuable upon exercise of a warrant to acquire 4,125,000 shares of common stock of Global Med Technologies, Inc. (“Common Stock”) and convertible preferred stock convertible into 5,500,000 shares of Common Stock, which are subject to so called “blocker” provisions prohibiting the holder from exercising the warrant or converting the preferred stock, as applicable, to the extent that such exercise or conversion would result in the holder being deemed the beneficial owner of more than 9.99% of the issued and outstanding shares of Common Stock.

Page 5 of 9


 

CUSIP No. 37935E101
This Amendment No. 2 to 13G amends and restates in its entirety the Schedule 13G filed by certain of the reporting persons with respect to the Issuer on December 31, 2007, as previously amended on February 14, 2008.
Item 1(a) Name of Issuer:
Global Med Technologies, Inc. (the “Issuer”)
Item 1(b) Address of Issuer’s Principal Executive Offices:
12600 West Colfax, Suite C-420
Lakewood, Colorado 80215
Item 2(a) Name of Person Filing:
Victory Park Capital Advisors, LLC
Victory Park Special Situations Master Fund, Ltd.
Jacob Capital, L.L.C.
Richard Levy
Victory Park Capital Advisors, LLC is the investment manager for Victory Park Special Situations Master Fund, Ltd. or the “Fund.” The Fund is the record holder of the securities reported herein. Jacob Capital, L.L.C. is the manager of Victory Park Capital Advisors, LLC. Richard Levy is the sole member of Jacob Capital, L.L.C.
Item 2(b) Address of Principal Business Office or, if none, Residence:
The business address for each of the reporting persons, other than the Fund, is 227 West Monroe Street, Suite 3900, Chicago, Illinois 60606. The business address for the Fund, is c/o Walkers SPV Limited, Walker House, 87 Mary Street, George Town, Grand Cayman, KY1 9002 Cayman Islands.
Item 2(c) Citizenship:
Victory Park Capital Advisors, LLC is a Delaware limited liability company. The Fund is a Cayman Islands exempted company. Jacob Capital, L.L.C. is an Illinois limited liability company. Richard Levy is a citizen of the United States.
Item 2(d) Title of Class of Securities:
Common Stock, par value per share $.01 (the “Common Stock”)
Item 2(e) CUSIP Number:
37935E101
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not Applicable
Item 4. Ownership

Page 6 of 9


 

CUSIP No. 37935E101
As of August 29, 2008:
  (a)   Amount beneficially owned:
     
Victory Park Capital Advisors, LLC
  3,961,340 shares
Victory Park Special Situations Master Fund, Ltd.
  3,961,340 shares
Jacob Capital, L.L.C.
  3,961,340 shares
Richard Levy
  3,961,340 shares
     Each of the reporting persons may be deemed to be the beneficial owner of a warrant to acquire 4,125,000 shares of the Issuer’s common stock and convertible preferred stock exercisable to acquire 5,500,000 shares of the Issuer’s common stock. The warrant and the convertible preferred stock each contain a contractual provision blocking exercise of the warrant and conversion of the convertible preferred stock if after exercise or conversion the holder would be the beneficial owner of more than 9.99% of the issued and outstanding shares of Common Stock. Accordingly, based on the number of outstanding shares of the Issuer’s Common Stock as reported in the Issuer’s Quarterly Report on Form 10-Q for the period ended June 30, 2008, 9,625,000 of the shares underlying the warrant and the preferred stock are not exercisable and consequently, the shares underlying them have not been included in the number of shares beneficially owned by the reporting persons.
  (b)   Percent of class*:
         
Victory Park Capital Advisors, LLC
    13.0 %
Victory Park Special Situations Master Fund, Ltd.
    13.0 %
Jacob Capital, L.L.C.
    13.0 %
Richard Levy
    13.0 %
 
*   Based on 30,447,812 shares of Common Stock outstanding as reported in the Issuers Quarterly Report on Form 10-Q for the period ended June 30, 2008 as filed with the Securities and Exchange Commission on August 13, 2008.
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote
     
Victory Park Capital Advisors, LLC
  0 shares
Victory Park Special Situations Master Fund, Ltd.
  0 shares
Jacob Capital, L.L.C.
  0 shares
Richard Levy
  0 shares
  (ii)   Shared power to vote or to direct the vote
     
Victory Park Capital Advisors, LLC
  3,961,340 shares
Victory Park Special Situations Master Fund, Ltd.
  3,961,340 shares
Jacob Capital, L.L.C.
  3,961,340 shares
Richard Levy
  3,961,340 shares
  (iii)   Sole power to dispose or direct the disposition of
     
Victory Park Capital Advisors, LLC
  0 shares
Victory Park Special Situations Master Fund, Ltd.
  0 shares
Jacob Capital, L.L.C.
  0 shares
Richard Levy
  0 shares
  (iv)   Shared power to dispose or to direct the disposition of

Page 7 of 9


 

CUSIP No. 37935E101
     
Victory Park Capital Advisors, LLC
  3,961,340 shares
Victory Park Special Situations Master Fund, Ltd.
  3,961,340 shares
Jacob Capital, L.L.C.
  3,961,340 shares
Richard Levy
  3,961,340 shares
Item 5. Ownership of Five Percent or Less of a Class
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not Applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable.
Item 9. Notice of Dissolution of Group
Not Applicable.
Item 10. Certification
By signing below each of Victory Park Capital Advisors, LLC, Victory Park Special Situations Master Fund, Ltd., Jacob Capital, L.L.C. and Richard Levy certify that, to the best of such reporting person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
     After reasonable inquiry and to the best of their knowledge and belief, each of Victory Park Capital Advisors, LLC, Victory Park Special Situations Master Fund, Ltd., Jacob Capital, L.L.C. and Richard Levy certify that the information set forth in this statement is true, complete and correct.
             
    Date: September 5, 2008    
 
           
    VICTORY PARK CAPITAL ADVISORS, LLC    
 
           
 
  By:   Jacob Capital, L.L.C., its Manager    
 
           
 
  By:   /s/ Richard Levy
 
Name: Richard Levy
   
 
      Title: Sole Member    

Page 8 of 9


 

CUSIP No. 37935E101
             
 
           
    VICTORY PARK SPECIAL SITUATIONS
MASTER FUND, LTD.
 
           
 
  By:   /s/ Richard Levy
 
Name: Richard Levy
   
 
      Title: Attorney-in-Fact    
 
           
    JACOB CAPITAL, L.L.C.    
 
           
 
  By:   /s/ Richard Levy
 
Name: Richard Levy
   
 
      Title: Sole Member    
 
           
        /s/ Richard Levy
   
         
 
  Richard   Levy    

Page 9 of 9

EX-99.1 2 c35404exv99w1.htm POWER OF ATTORNEY exv99w1
Exhibit 1
POWER OF ATTORNEY
FOR CERTAIN FILINGS
UNDER THE SECURITIES EXCHANGE ACT OF 1934
     Ronan Guilfoyle and Roger H. Hanson, each hereby make, constitute and appoint each of:
     Richard Levy, and
     Matthew Ray,
acting individually, as each of our agents and attorneys-in-fact, with full power of substitution, for the purpose of, from time to time, executing in either of our names and/or our capacities as directors of Victory Park Special Situations Master Fund, Ltd. all documents, certificates, instruments, statements, other filings, and amendments to the forgoing (collectively, “documents”) determined by such person to be necessary or appropriate to comply with ownership or control-person reporting requirements imposed by any United States or non-United States governmental or regulatory authority, including without limitation Forms 3, 4, 5, 13D, 13F, and 13G required to be filed with the Securities and Exchange Commission; and delivering, furnishing or filing any such documents with the appropriate governmental or regulatory authority. Any such determination shall be conclusively evidenced by such person’s execution, delivery, furnishing, and/or filing of the applicable document.
IN WITNESS HEREOF, I have executed this instrument as of the date set forth below.
Date: September 2, 2008
     
    /s/ Ronan Guilfoyle
 
Ronan Guilfoyle,
   
as Director of Victory Park Special Situations Master Fund, Ltd.
   
 
   
    /s/ Roger H. Hanson
 
Roger H. Hanson,
   
as Director of Victory Park Special Situations Master Fund, Ltd.
   

 

EX-99.2 3 c35404exv99w2.htm AMENDED AND RESTATED JOINT FILING AGREEMENT exv99w2
Exhibit 2
AMENDED AND RESTATED JOINT FILING AGREEMENT
     In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock of Global Med Technologies, Inc. and further agree that this Amended and Restated Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, have executed this Amended and Restated Joint Filing Agreement this 5th day of September 2008.
             
    VICTORY PARK CAPITAL ADVISORS, L.L.C.    
 
           
    By: Jacob Capital , L.L.C., its Manager    
 
           
 
  By:
Name:
  /s/ Richard Levy
 
Richard Levy
   
 
  Title:   Sole Member    
 
           
    VICTORY PARK SPECIAL SITUATIONS MASTER FUND, LTD.
 
           
 
  By:   /s/ Richard Levy    
 
           
 
  Name:   Richard Levy    
 
  Title:   Attorney-in-Fact    
 
           
    JACOB CAPITAL, L.L.C.    
 
           
 
  By:   /s/ Richard Levy    
 
           
 
  Name:   Richard Levy    
 
  Title:   Sole Member    
 
           
 
  By:   /s/ Richard Levy    
 
           
 
      Richard Levy    

 

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